- Acting in connection with conventional and structured note and bond issues and programs (including convertible and exchangeable bonds, EMTN programmes, project bonds and Rule 144A offerings in the US), commercial paper programs (including assisting issuers in listing debt securities on domestic and offshore stock exchanges). Structured issues including inflation-linked bonds, credit-linked notes, participation notes, structured private placements and tax and regulatory capital motivated structured finance (including tax deductible capital)
- Acting for bond and security trustees, other agents and escrow agents
- Acting on the issuance of warrants, CBBCs, equity linked investments and other structured products in Hong Kong including structuring and listing
- Advising providers and end-users of interest rate, currency, equity, bond derivatives as well as credit derivatives, CBOs, CLOs, CDOs, repos and securities lending
- Advising on legal and regulatory issues which arise in the course of domestic and cross-border business in the financial markets including licensing and market regulation
- Richard has acted for the 16 distributors of Lehman mini-bonds since 2008. Richard has advised bank clients in respect of, and appeared before, Legislative Council enquiries
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