Financial Services

Helping financial institutions to navigate changing regulation

The global financial crisis sent shockwaves through the world’s financial institutions and was the catalyst for major reforms to the banking and financial services sector. While conditions have stabilised somewhat, markets remain fickle and these institutions are now adjusting to an increasingly regulated and competitive environment. Add to this an overlay of technology, innovation, FinTech and increased pressure on costs, and you have an industry that is being transformed across the world.

Our multi-disciplinary Financial Services team pulls together finance skills, industry insights and serious business acumen. Tactically astute where necessary and strategic by nature, our goal is always the success of our clients. We regularly advise lenders and borrowers on cross-border financing and restructuring transactions in the region.

Within the Financial Services team, our FinTech practice supports our clients who are looking for exposure to FinTech deals in South and South East Asia where there remains a high concentration of unbanked, underbanked and uninsured but who have widespread access to technology through smartphones.

Together with our global offices which are all ranked Band 1 in FinTech Legal in Australia, Mainland China and Hong Kong SAR by Chambers, we seamlessly support clients in the regional FinTech markets who seek an end-to-end solution for their legal matters. Our collective bench of lawyers within the APAC team are at the centre of FinTech policy development and innovation across the region.

We have extensive knowledge of the various legal, regulatory, and cultural issues and complexities which are face by foreign investors in South and South East Asia and are equipped with the ability to anticipate, identify and address issues presented in a transaction.

Our dedicated financial services offering

Remaining at the forefront of key regulatory issues as we guide and shape the future of financial services, our work encompass:

  • Regulatory
  • Banks
  • FinTech
  • Insurance
  • Investment & Asset Management
  • Non-bank Lenders
  • Multilateral Development Banks
  • Investment Banks
Testimonials
  • Their accuracy and knowledge of the law is second to none.
    Chambers Asia-Pacific

Latest Thinking

Featured Insight

Blue Finance – Unlocking the Power of the Blue Economy

As the world prepares for the 29th Conference of the Parties (COP29), a relatively overlooked area is set to increase in prominence and importance: the health and sustainable use of our oceans. Safeguarding the eco-systems of our seas will demand significant investments. It’s critical for businesses to understand the associated climate risks.

31 October 2024

Insight

Public-Private Partnerships in Japan

In Japan, in order to maintain appropriate public services given its aging public facilities, severe financial conditions of national and local governments, and population decline, administrators of public facilities there is need to improve efficiency of costs related to reconstruction, renovation, repair, and operation of public facilities, for instance in relation to management and consolidation of public facilities etc..

23 November 2023

Insight

Breaking down the barriers - operational enhancements set to better facilitate participation in the CDR

New changes to the CDR Rules will have a significant impact on the CDR regime, particularly to reduce barriers to participation in the CDR regime, better facilitate participation by CDR business consumers and introduce other operational enhancements.

14 August 2023

Insight

APRA has finalised CPS 230: The clock is ticking for regulated entities to comply with new requirements

On 17 July 2023, the Australian Prudential Regulation Authority (APRA) released the long awaited final Prudential Standard CPS 230 Operational Risk Management (CPS 230) following extensive industry consultation. CPS 230 will replace the current APRA Prudential Standards for Outsourcing (CPS 231 / SPS 231 / HPS 231) and Business Continuity Planning (CPS 232 / SPS 232) so that CPS 230 will become the core standard for APRA-regulated entities when outsourcing services and managing other operational risk (including business continuity).

03 August 2023

Insight

Non-bank lenders: key issues in the thin capitalisation amendment bill

We have been considering the implications for non-bank lenders of the recently released Treasury Laws Amendment (Making Multinationals Pay Their Fair Share—Integrity and Transparency) Bill 2023 (Bill). The first version of these reforms was released in the March 2023 Exposure Draft (ED).

19 July 2023

Insight

Not by the same token - Treasury releases its Token Mapping consultation

This month, the Australian Treasury released the Token Mapping consultation paper (“Paper”), a “foundational step” for establishing a framework for reform for the crypto sector.

01 March 2023

Publication

Public-Private Partnerships in Asia

The use of public-private-partnerships or PPP’s as a model for the delivery of infrastructure has been constantly evolving, but no more so than in the past few years across all asset classes and sectors.

13 February 2023

Insight

Public-Private Partnerships in Phillipines

The Philippines government has long recognised the indispensable role played by the private sector in national growth and the value of public-private partnerships (PPPs) as an important model for engaging the private sector in public projects.

01 February 2023

Insight

Public-Private Partnerships in Malaysia

The concept of Public-Private Partnership (PPP) was first introduced to Malaysia in the 1980s with the implementation of the Malaysia Incorporated Policy to encourage cooperation between the public and private sectors.

01 February 2023

Insight

Public-Private Partnerships in Lao PDR

The Government of the Lao PDR (“GOL”) has engaged in reforms since the mid-1980s to develop a market-oriented economy, including streamlining regulatory requirements and promoting foreign investment.

01 February 2023

Insight

Public-Private Partnerships in Hong Kong

Public-private partnership is a familiar and well-practised concept in Hong Kong. A range of different PPP structures are also seen in the market, including build-operate-transfer (BOT), design-build-operate (DBO) and concessions, with BOT structures becoming more prevalent in recent years.

01 February 2023

Insight

Public-Private Partnerships in Bangladesh

The progression of Bangladesh to a middle-income country requires an increase of investments in infrastructure. Therefore, the government has identified and prioritized Public-Private Partnerships (PPPs) as one of the key initiatives to meet this investment priority and close the infrastructure gap.

01 February 2023

Insight

Public-Private Partnerships in Indonesia

The following sections set out an overview of the current PPP regulatory framework (including the government guarantee and support available for PPP projects under PR 38/2015 and other relevant regulations) and the current state of play for PPP projects in Indonesia.

01 February 2023

Insight

Public-Private Partnerships in Vietnam

Vietnam’s public-private partnership (PPP) regime started approximately 30 years ago. While a number of issues material to foreign investors remain to be fully resolved, the PPP Law has brought about welcome clarifications on a number of historical issues important to foreign investors and signals the Vietnamese government’s ongoing commitment to enhance the commercial viability of PPP projects in Vietnam.

01 February 2023

Insight

Public-Private Partnerships in Cambodia

Cambodia’s public-private partnership (“PPP”) projects have been implemented since the adoption of the Constitution in 1993, following the signing of the Comprehensive Cambodian Peace Agreement on 23 October 1991.

01 February 2023

Show More Show Less

Latest News

Deals

KWM advises Oaktree Capital Management on refinancing of ABL facility for Coronado Group

King & Wood Mallesons (KWM) is pleased to have represented Highland Park XII, an affiliate of Oaktree Capital Management in providing a US$150 million amendment and refinancing of an asset-based lending (ABL) facility for Coronado Group.

09 July 2025

Our Experts in Financial Services

Searching
SG | EN
Current site :    SG   |   EN
Australia
Singapore