Financial Services

Financial services lawyers helping clients navigate regulation and growth

In times of crisis and in times of prosperity, our ability to create a clear path through this dynamic and complex sector will enable you to focus on running your business and minimising regulatory surprises.  In a highly regulated and competitive environment, overlayed with technology, innovation and increased pressure on costs, the financial services sector is in a constant state of flux.

Our multi-disciplinary Financial Services team combines deep sector knowledge with commercial insight, providing practical, outcome-focused advice.  Tactically astute where necessary and strategic by nature, our goal is always the success of our clients.

A full service financial services law firm

Mallesons advises clients on a broad range of legal matters across all practice areas, with a national team located in offices across Sydney, Melbourne, Brisbane, Perth and Canberra. 

Our financial services lawyers play a pivotal role in shaping the Australian financial services sector, working on the most complex and significant matters.  Recently, we have:

  • advised Royal Automobile Association of South Australia on the divestment of its insurance business to Allianz Australia Insurance Limited.
  • acted for Insignia Financial in its acquisition by US-based CC Capital.
  • represented Highland Park XII, an affiliate of Oaktree Capital Management in providing a US$150 million amendment and refinancing of an asset-based lending facility for Coronado Group.
  • advised Commonwealth Bank of Australia on the sale of its remaining approximately 5% shareholding in Bank of Hangzhou Co., Ltd for RMB¥4.3 billion.
  • assisted the Australian Banking Association in its development of a new version of its code of practice, which sets a new standard of customer service for Australia’s banks.
  • supported Greater Bank Limited on its merger with Newcastle Permanent Building Society Limited, renamed Newcastle Greater Mutual Group Ltd.
  • advised QSuper in its landmark merger with Sunsuper, creating Australian Retirement Trust with over $200 billion in assets
  • collaborated with the International Swaps and Derivatives Association to publish a new whitepaper that sets out the practical steps for developing smart derivative contracts.
Our Expertise in Financial Services
Explore All Expertise
Industry Recognition
  • Band 1, Financial Services Regulation
    Chambers and Partners Asia-Pacific 2025
  • Band 1, Banking & Finance: Corporate Finance
    Chambers and Partners Asia-Pacific 2025
  • Band 1, Insurance: Policyholder
    Chambers and Partners Asia-Pacific 2025
  • Band 1, Investment Funds
    Chambers and Partners Asia-Pacific 2025
Testimonials
  • The firm demonstrates expertise, analysis and an understanding of the market and key players.
    Chambers and Partners Asia-Pacific 2025
  • It has deep technical knowledge and is client-focussed and responsive.
    Chambers and Partners Asia-Pacific 2025
Financial Services: Innovation, resilience and responsibility

Explore our latest thinking on Financial Services. 

Latest Thinking

Insight

The forfeiture rule and superannuation death benefits: emerging issues for trustees

While the forfeiture rule is a longstanding position in law, its application to superannuation is not always clear.

05 June 2026

Insight

How the general “efficiently, honestly and fairly” obligation has adapted to today’s legal context: where are we now with s 912A(1)(a)?

The last several years have been transformative for the Australian financial services (AFS) sector.

20 May 2026

Insight

ASIC and APRA issue call to action on artificial intelligence

Artificial intelligence has the potential to deliver significant benefits and opportunities, but rapid advances in AI also carry possible risks for financial services licensees, credit providers and APRA-regulated entities.

19 May 2026

Latest News

Deals

Mallesons advises Insignia Financial on implementation of A$3.2B CC Capital scheme of arrangement

Mallesons has advised Insignia Financial Limited (ASX: IFL) on the implementation of its A$3.2 billion acquisition by a Daintree subsidiary established by CC Capital Partners LLC and its affiliates, by way of a scheme of arrangement.

06 May 2026

Deals

Mallesons advises EMR and Adaro on US$2.4bn Kestrel sale to Yancoal

Mallesons has advised EMR Capital and Adaro Capital on the sale of their 80% interest in the Kestrel coal mine to Yancoal Australia Ltd, a subsidiary of Yankuang Energy Group Company, for total consideration of up to US$2.4 billion.

17 April 2026

Deals

Mallesons advises NEXTDC on A$1 billion hybrid securities offer to support data centre expansion

Mallesons has advised NEXTDC Limited (ASX: NXT) on its A$1 billion hybrid securities offer. The hybrid securities are a rare 100-year subordinated debt instrument the proceeds of which will support the continued expansion of NEXT’s data centre platform.

14 April 2026

Our Experts in Financial Services

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Contact our our trusted financial services lawyers in Sydney, Melbourne, and throughout Australia.